Many of the Yukon's securities rules are made on a harmonized basis with the other securities regulators in Canada. If a rule is adopted in all 13 Canadian provinces and territories it's called a National Instrument. If a rule is not adopted in all jurisdictions it's called a Multilateral Instrument.
Derivatives [91-101 - 96-101]
NI 91–101 unofficial consolidation as of September 30, 2016.
91–101CP unofficial consolidation as of September 30, 2016.
Documents related to MI 91–101
Amendments to MI 91–101 effective September 30, 2016.
Amendments to 91–101 CP effective September 30, 2016.
Companion Policy 91–101CP effective May 1, 2016.
Multilateral Instrument 91–101 Derivatives: Product Determination effective May 1, 2016.
Multilateral Instrument 91–102 Prohibition of Binary Options effective December 12, 2017.
Documents related to MI 91–102
Companion Policy 91–102CP effective December 12, 2017.
Multilateral Instrument 93-101 Derivatives: Business Conduct effective September 28, 2024.
Documents related to MI 93-101
Companion Policy 93-101CP effective September 28, 2024.
Form 93-101F1 Submission to Jurisdiction and Appointment of Agent for Service of Process.
NI 94-101 unofficial consolidation effective September 1, 2022.
94-101 CP unofficial consolidation effective September 1, 2022.
Documents related to NI 94–101
Amendments to NI 94-101 effective March 25, 2026.
Amendments to NI 94-101 effective April 12 and September 1, 2022.
Amendments to 94-101 CP effective September 1, 2022.
Companion Policy 94–101 CP effective April 4, 2017.
National Instrument 94–101 Mandatory Central Counterparty Clearing of Derivatives effective on April 4, 2017.
NI 94-102 unofficial consolidation effective September 13, 2023.
Form 96-102F3 unofficial consolidation effective July 26, 2022.
Documents related to NI 94–102
Amendments to NI 94-102 effective September 13, 2023.
Amendments to NI 94-102 effective July 26, 2022.
Companion Policy 94-102 CP effective July 3, 2017.
National Instrument 94–102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions effective July 3, 2017.
Form 94–102F1 Customer Collateral Report: Direct Intermediary, July 3, 2017.
Form 94–102F2 Customer Collateral Report: Indirect Intermediary, July 3, 2017.
Form 94–102F3 Customer Collateral Report: Regulated Clearing Agency, July 3, 2017.
MI 96–101 unofficial consolidation as of July 25, 2025.
96–101 CP unofficial consolidation as of July 25, 2025.
Form 96-101F1 unofficial consolidation as of July 25, 2025.
Form 96-101F2 unofficial consolidation as of July 25, 2025.
Documents related to MI 96–101
Amendments to MI 96-101 effective July 25, 2025.
Amendments to 96-101 CP effective July 25, 2025.
Amendments to MI 96–101 effective September 30, 2016.
Amendments to 96–101 CP effective September 30, 2016.
Companion Policy 96–101 effective May 1, 2016.
Multilateral Instrument 96–101 Trade Repositories and Derivatives Data Reporting effective on May 1, 2016.
Form 96–101F1 Application for Recognition, Trade repository information statement.
Form 96–101F2 Trade repository submission to jurisdiction and appointment of agent for service of process.
Form 96–101F3 Cessation of operations report for recognized trade repository.