Many of the Yukon's securities rules are made on a harmonized basis with the other securities regulators in Canada. If a rule is adopted in all 13 Canadian provinces and territories, it's called a National Instrument. If a rule is not adopted in all jurisdictions it's called a Multilateral Instrument.
Distribution Requirements [41-101 - 47-201]
NI 41–101 unofficial consolidation on National Instrument as of September 19, 2025.
41–101 CP unofficial consolidation of Companion Policy as of March 3, 2025.
41–101F1 unofficial consolidation as of April 16, 2024.
41–101F2 unofficial consolidation as of March 3, 2025.
41–101F3 unofficial consolidation as of January June 9, 2023.
41–101F4 unofficial consolidation as of March 3, 2025.
Documents related to NI 41–101
Amendment to NI 41-101 effective September 19, 2025.
Amendment to NI 41-101 effective March 3, 2025.
Amendment to 41-101 CP effective March 3, 2025.
Amendment to NI 41-101 effective April 16, 2024.
Amendment to 41-101 CP effective April 16, 2024.
Amendment to NI 41-101 effective June 9, 2023.
Amendment to 41-101 CP effective June 9, 2023.
Amendment to 41-101 CP effective April 14, 2022.
Amendment to 41-101 CP (1J) effective January 6, 2022.
Amendment to NI 41-101 (2A) effective January 6, 2022.
Amendment to 41-101 CP (2B) effective January 6, 2022.
Amendment to NI 41-101 (4A) effective January 5, 2022.
Amendment to NI 41-101 (8A) effective January 5, 2022.
Amendment to NI 41-101 (9) effective January 5, 2022.
Amendment to NI 41-101 effective December 31, 2020.
Amendment to CP 41-101 effective November 18, 2020.
Amendment to NI 41–101 effective January 3, 2019.
Amendment to NI 41–101 effective June 12, 2018.
Amendment to NI 41–101 effective March 8, 2017.
Amendment to 41–101 CP effective March 8, 2017.
Amendment to NI 41–101 effective December 8, 2015.
Amendment to 41–101 CP effective December 8, 2015.
Amendment to NI 41–101 effective November 17, 2015.
Amendment to NI 41–101 effective June 30, 2015.
Amendment to 41–101 CP effective June 30, 2015.
Amendment to NI 41–101 effective May 5, 2015.
Amendment to NI 41–101 effective September 30, 2014.
Amendment to NI 41–101 effective September 22, 2014.
Amendment to NI 41–101 effective January 1, 2014.
Amendment to NI 41–101 effective August 13, 2013.
Amendment to 41–101 CP effective August 13, 2013.
Amendment to NI 41–101 effective May 31, 2013.
Amendment to 41–101 CP effective May 31, 2013.
Amendment to NI 41–101 (DRO) effective May 31, 2013.
Amendment to NI 41–101 effective May 14, 2013.
Amendment to 41–101 CP effective May 14, 2013.
Amendment to NI 41–101 Local Rule 11–804 effective August 23, 2012.
Amendment to NI 41–101 effective April 20, 2012.
Amendment to NI 41–101 effective April 30, 2012.
Amendment to NI 41–101 effective January 1, 2011.
Amendment to 41–101 CP effective January 1, 2011.
Amendment to NI 41–101 effective December 30, 2010.
Amendment to NI 41–101 effective June 30, 2010.
Amendment to NI 41–101 Local Rule 11–803, effective March 3, 2010.
Companion Policy 41–101 CP effective March 17, 2008.
National Instrument 41–101 General Prospectus Requirements effective March 17, 2008.
Form 41–101F1 Information Required in a Prospectus, effective March 17, 2008.
Form 41–101F2 Information Required in an Investment Fund Prospectus, effective March 17, 2008.
Form 41–101F3 Information Required in a Scholarship Plan Prospectus, effective May 31, 2013.
Form 41–101F4 effective March 8, 2017.
41–201 Income Trusts and Other Indirect Offerings [National Policy].
NI 43–101 unofficial consolidation as of June 9, 2023.
43–101 CP unofficial consolidation as of June 9, 2023.
Documents related to NI 43–101
Amendment to NI 43-101 effective June 9, 2023.
Amendment to 43-101 CP effective June 9, 2023.
Amendment to NI 43–101 effective May 9, 2016.
Amendment to 43–101 CP effective February 25, 2016.
Companion Policy 43–101 CP replacement effective June 30, 2011.
National Instrument 43–101 Standards of Disclosure for Mineral Projects, replacement effective June 30, 2011.
Form 43–101 F1 Technical Report effective June 30, 2011.
NI 44–101 unofficial consolidation as of September 19, 2025.
44–101 CP unofficial consolidation as of September 19, 2025.
Form 44–101F1 unofficial consolidation as of April 16, 2024.
Documents related to NI 44–101
Amendment to NI 44-101 effective September 19, 2025.
Amendment to 44-101 CP effective September 19, 2025.
Amendment to NI 44-101 effective April 16, 2024.
Amendment to NI 44-101 effective June 9, 2023.
Amendment to 44-101 CP effective June 9, 2023.
Amendment to 44-101 CP effective November 18, 2020.
Amendment to NI 44–101 effective June 12, 2018.
Amendment to NI 44–101 effective December 8, 2015.
Amendment to NI 44–101 effective November 17, 2015.
Amendment to NI 44–101 effective August 13, 2013.
Amendment to 44–101 CP effective August 13, 2013.
Amendment to NI 44–101 effective May 31, 2013.
Amendment to 44–101 CP effective May 31, 2013.
Amendment to NI 44–101 effective May 14, 2013.
Amendment to 44–101 CP effective May 14, 2013.
Amendment to NI 44–101 effective April 20, 2012.
Amendment to NI 44–101 effective June 30, 2011.
Amendment to NI 44–101 effective January 1, 2011.
Amendment to 44–101 CP effective January 1, 2011.
Companion Policy 44–101 CP effective March 17, 2008.
National Instrument 44–101 Short Form Prospectus Distribution effective March 17, 2008.
Form 44–101F1 Short Form Prospectus effective March 17, 2008.
NI 44–102 unofficial consolidation of National Instrument as of November 28, 2025.
44–102 CP unofficial consolidation of Companion Policy as of November 28, 2025.
Documents related to NI 44–102
Amendment to NI 44-102 effective November 28, 2025.
Amendment to 44-102 CP effective November 28, 2025.
Amendment to NI 44-102 effective April 16, 2024.
Amendment to 44-102 CP effective April 16, 2024.
Amendment to NI 44-102 effective June 9, 2023.
Amendment to 44-102 CP effective June 9, 2023.
Amendment to NI 44-102 effective August 31, 2020.
Amendment to 44-102 CP effective August 31, 2020.
Amendment to NI 44–102 effective June 12, 2018.
Amendment to NI 44–102 effective September 22, 2014.
Amendment to NI 44–102 effective August 13, 2013.
Amendment to 44–102 CP effective August 13, 2013.
Amendment to NI 44–102 effective May 31, 2013.
Amendment to 44–102 CP effective May 31, 2013.
Amendment to NI 44–102 effective May 14, 2013.
Amendment to 44–102 CP effective May 14, 2013.
Amendment to NI 44–102 effective January 1, 2011.
National Instrument 44–102 Shelf Distributions effective March 17, 2008.
Companion Policy 44–102 CP effective March 17, 2008.
NI 44–103 unofficial consolidation of National Instrument as of April 16, 2024.
44–103 CP unofficial consolidation of Companion Policy as of April 16, 2024.
Documents related to NI 44-103
Amendment to NI 44-103 effective April 16, 2024.
Amendment to 44-103 CP effective April 16, 2024.
Amendment to 44-103 CP effective June 9, 2023.
Amendment to NI 44–103 effective August 13, 2013.
Amendment to 44–103 CP effective August 13, 2013.
National Instrument 44–103 Post-Receipt Pricing effective March 17, 2008.
Companion Policy 44–103 CP effective March 17, 2008.
45-101 Rights Offerings [NI] repealed December 8, 2015.
NI 45-102 unofficial consolidation as of June 9, 2023.
45-102 CP unofficial consolidation as of June 9, 2023.
Form 45-102F1 unofficial consolidation as of June 9, 2023.
Documents related to NI 45–102
Amendment to NI 45-102 effective June 9, 2023.
Amendment to 45-102 CP effective June 9, 2023.
Amendment to NI 45-102 effective November 21, 2022.
Amendment to NI 45-102 effective September 21, 2021.
Amendment to NI 45–102 effective June 12, 2018.
Amendment to 45–102 CP effective June 12, 2018.
Amendment to NI 45–102 effective December 8, 2015.
Amendment to NI 45–102 effective May 5, 2015.
Amendment to 45–102 CP effective May 5, 2015.
Amendment to NI 45–102 effective August 23, 2012.
Amendment to NI 45–102 effective May 1, 2011.
Amendment to 45–102 CP effective July 16, 2010.
Amendment to NI 45–102 effective September 28, 2009.
Form 45–102F1 effective March 17, 2008.
National Instrument 45–102 Resale of Securities effective March 17, 2008.
Companion Policy 45–102 CP effective March 17, 2008.
NI 45–106 unofficial consolidation as of September 19, 2025.
45–106 CP unofficial consolidation as of June 9, 2023.
Form 45-106F1 Replacement effective June 9, 2023.
Form 45–106F2 Replacement effective March 8, 2023.
Form 45–106F3 unofficial consolidation as of June 9, 2023.
Form 45-106F4 unofficial consolidation as of March 8, 2023.
Form 45-106 F14 unofficial consolidation as of June 9, 2023.
Form 45-106 F15 unofficial consolidation as of June 9, 2023.
Form 45-106 F18 unofficial consolidation as of March 8, 2023.
Form 45-106 F19 unofficial consolidation as of June 9, 2023.
Documents related to NI 45–106
Amendment to NI 45-106 effective September 19, 2025.
Amendment to NI 45-106 effective September 13, 2023.
Amendment to NI 45-106 effective June 9, 2023.
Amendment to 45-106 CP effective June 9, 2023.
Amendment to NI 45-106 effective March 8, 2023.
Amendment to 45-106 CP effective March 8, 2023.
Amendment to NI 45-106 effective November 21, 2022.
Amendment to 45-106 CP effective November 21, 2022.
Amendment to NI 45-106 (5E) effective January 5, 2022.
Amendment to NI 45-106 effective March 1, 2021.
Amendment to 45-106 CP effective March 1, 2021.
Amendment to NI 45–106 effective October 5, 2018.
Amendment to 45–106 CP effective October 5, 2018.
Amendment to NI 45–106 effective June 12, 2018.
Amendment to NI 45–106 effective June 30, 2016.
Amendment to 45–106 CP effective June 30, 2016.
Amendment to NI 45–106 effective December 8, 2015.
Amendment to 45–106 CP effective December 8, 2015.
Amendment to NI 45–106 effective November 17, 2015.
Amendment to NI 45–106 (AI) effective May 5, 2015.
Replacement of 45–106 CP effective May 5, 2015.
Amendment to NI 45–106 (ST Debt) effective May 5, 2015.
Amendment to NI 45–106 effective September 22, 2014.
Amendment to NI 45–106 (DRO) effective May 31, 2013.
Amendment to NI 45–106 effective August 23, 2012.
Amendment to NI 45–106 effective June 30, 2011.
Amendment to NI 45–106 effective May 1, 2011.
Amendment to NI 45–106 effective January 1, 2011.
National Instrument 45–106 Prospectus Exemptions effective March 17, 2008
Form 45-106F1 Report of Exempt Distribution, replacement effective June 2, 2023.
Form 45–106F2 Offering Memorandum for Non-Qualifying Issuers, March 17, 2008.
Form 45–106F3 Offering Memorandum for Qualifying Issuers, March 17, 2008.
Form 45–106F4 Risk Acknowledgement, March 17, 2008.
Form 45–106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates, September 28, 2009.
Form 45–106F7 Information Memorandum for Short-Term Securitized Products Distributed under Section 2.35.1, May 5, 2015.
Form 45–106F8 Monthly Disclosure Report for Short-Term Securitized Products Distributed under Section 2.35.1, May 5, 2015.
Form 45–106F9 Form for Individual Accredited Investors, May 5, 2015.
Form 45–106F14 Rights Offering Notice for Reporting Issuers, December 8, 2015.
Form 45–106F15 Rights Offering Circular for Reporting Issuers, December 8, 2015.
Form 45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages, March 1, 2021.
Form 45-106F19 Listed Issuer Financing Document, November 21, 2022.
Multilateral Instrument 45–107 Listing representation and Statutory Rights of Action Disclosure Exemptions effective September 8, 2015.
National Instrument 45-110 Start-Up Crowdfunding Registration and Prospectus Exemptions, effective September 21, 2021.
Form 45-110F1 Offering document, effective September 21, 2021.
Form 45-110F2 Risk Acknowledgement, effective September 21, 2021.
Form 45-110F3 Funding Portal Information, effective September 21, 2021.
Form 45-110F4 Portal Individual Information, effective September 21, 2021.
Form 45-110F5 Semi-Annual Financial Resources Certification, effective September 21, 2021.
46–201 Escrow for Initial Public Offerings [National Policy]
- 46–201 F1 Escrow Agreement [National Policy Form]
47–201 Trading Securities using the Internet and Other Electronic Means [National Policy]