Find the CSA Instruments and Policies effective in Yukon for Category 1

Many of the Yukon's securities rules are made on a harmonized basis with the other securities regulators in Canada. If a rule is adopted in all 13 Canadian provinces and territories it's called a National Instrument. If a rule is not adopted in all jurisdictions it's called Multilateral Instrument.

Procedure and Related Matters [11–101 to 14–101]

MI 11–102 unofficial consolidation of Multilateral Instrument as of June 9, 2023.

11–102 CP unofficial consolidation of Companion Policy as of June 9, 2023.

Documents related to MI 11–102

Amendment to MI 11-102 effective June 9, 2023.

Amendment to 11-102 CP effective June 9, 2023.

Amendment to MI 11–102 effective January 3, 2019.

Amendment to MI 11–102 effective February 1, 2017.

Amendment to MI 11–102 effective June 23, 2016.

Amendment to 11–102 CP effective June 23, 2016.

Amendment to MI 11–102 effective May 9, 2016.

Amendment to MI 11–102 effective December 8, 2015.

Amendment to MI 11–102 effective May 5, 2015.

Amendment to 11–102 CP effective May 5, 2015.

Amendment to MI 11–102 effective January 11, 2015.

Amendment to MI 11–102 effective on March 1, 2014.

Amendment to MI 11–102 effective March 1, 2013.

Amendment to MI 11–102 (Marketplace operations) effective July 1, 2012.

Amendment to MI 11–102 effective April 20, 2012.

Amendment to 11–102 CP effective April 20, 2012.

Amendment to MI 11–102 (IFRS) effective January 1, 2011.

Amendment to 11–102 CP (IFRS) effective January 1, 2011.

Amendment to MI 11–102 (lr 55–501) effective April 30, 2010.

Amendment to MI 11–102 effective April 30, 2010.

Amendment to MI 11-102 effective March 31, 2010.

Companion Policy 11–102 CP (consolidated to September 28, 2009).

Multilateral Instrument 11–102 initially effective on March 17, 2008.

Multilateral Instrument 11–103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions, initially effective on June 23, 2016.

Multilateral Instrument 13-102 System Fees, unofficial consolidation as of November 28, 2025.

Documents related to MI 13–102

Amendment to MI 13-102 effective November 28. 2025.

Multilateral Instrument 13-102 System Fees, Replacement Initially effective June 9, 2023.

Multilateral Instrument 13–102, System Fees for SEDAR and NRD, initially effective October 12, 2013:  Revoked effective June 9, 2023. by MI 13-102 System Fees

National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+), Initially Effective June 9, 2023.

Documents Related to NI 13-103

Companion Policy 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+), Initially Effective June 9, 2023.

NI 14–101 unofficial consolidation as of September 13, 2023.

Documents Related to NI 14–101

Amendment to NI 14-101 effective September 13, 2023.

Amendment to NI 14–101 effective February 1, 2017.

Amendment to NI 14–101 effective January 1, 2011.

Amendment to NI 14–101 effective April 30, 2010.

National Instrument 14–101, Definitions, initially effective March 17, 2008.

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Date modified: 2026-03-16